Auditoría informática a la Unidad de Sistemas de la Empresa Eléctrica Pública Estratégica Corporación Nacional de Electricidad, CNEL EP-Unidad de Negocio Santo Domingo, cantón Santo Domingo de los Colorados, provincia de Santo Domingo de los Tsáchilas, período 2014

Abstract

The implementation of a computer auditing at Systems Unit of “Empresa Eléctrica Pública Estratégica Corporación Nacional de Electricidad, Cnel Ep – Unidad de Negocio Santo Domingo”, Located in Santo Domingo de los Colorados Country, Santo Domingo de los Tsáchilas Province in the year 2014, with the purpose to identify and correct weaknesses about the management of the unit. In the development of the research used the Control Standard 410 Information Technologies of Comptroller General of the State to assess the internal control through the application of questionnaires and implementation of IT management indicators, in order to find the main weaknesses. The results found in the present work are focused in the lack of development of a preventive and corrective plan, besides the lack of training due to the absence of a training plan and the lack of a committee for the implementation of a contingency plan; therefore it determines that the unit has inadequate management in the implementation of some of its responsibilities. It recommends applying an evaluation about the development of some functions of the unit and verifying the application of the Internal Control Standard 410 to measure the level of performance of area management and compliance according to provisions of the standard in its operations, in addition to the implementation of the proposed recommendations in the audit report.